KNOWLEDGE · 05
Regulatory source library?
Why does this exist?The grounding validator (in the AI Content Generator) rejects any output that cites a source not in this list. Adding a new source here is the prerequisite for citing it in a concept entry. Sources are the audit trail for every piece of regulatory text users see.
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Why does this exist?The grounding validator (in the AI Content Generator) rejects any output that cites a source not in this list. Adding a new source here is the prerequisite for citing it in a concept entry. Sources are the audit trail for every piece of regulatory text users see.
Every citation that appears in a ContentPayload originates here. The grounding validator rejects citations to sources not in this library.
| Source | Jurisdiction | Version | Citation |
|---|---|---|---|
AMLD5 Art. 30 Directive (EU) 2018/843 — 5th Anti-Money Laundering Directive, Article 30 (Beneficial Ownership Information) https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32018L0843 | EU | 2018 | Member States shall ensure that corporate and other legal entities incorporated within their territory are required to obtain and hold adequate, accurate and current information on their beneficial ownership. |
AMLD6 Directive (EU) 2018/1673 — 6th Anti-Money Laundering Directive https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32018L1673 | EU | 2018 | Aiding and abetting, inciting and attempting to commit money laundering offences shall be punishable as criminal offences. |
CSSF 12/552 CSSF Circular 12/552 on central administration, internal governance and risk management https://www.cssf.lu/en/Document/circular-cssf-12-552/ | LU | 2020-revision | Professionals shall implement adequate measures to identify and verify the identity of customers and beneficial owners. |
FATF R.10 FATF Recommendation 10 — Customer Due Diligence https://www.fatf-gafi.org/en/publications/Fatfrecommendations/Fatf-recommendations.html | global | 2023-update | Financial institutions should be required to undertake customer due diligence (CDD) measures when establishing business relations. |
FATF R.12 FATF Recommendation 12 — Politically Exposed Persons https://www.fatf-gafi.org/en/publications/Fatfrecommendations/Fatf-recommendations.html | global | 2023-update | Financial institutions should be required to put in place appropriate risk-management systems to determine whether a customer or beneficial owner is a politically exposed person. |